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Investment management for

Retirement Plans, Trusts or Foundations

Delegate the complexity, liability, and time-consuming responsibility of managing a portfolio for yourself and others.

Open Window is a Certified Fiduciary

We are the first firm in Nevada to be certified for following the highest fiduciary practices.  
Working with a CEFX certified advisor is particularly significant for retirement plans, trusts and foundations. 

CEFEX Advisory Firm Defined


Why work with a CEFEX advisor


Open Window follows Evidence-based Practices

Our advice is grounded in Nobel-prize winning academic research that is consistent through periods of growth and recession.

Few people appreciate the overwhelming research supporting evidence-based investing. Many instead chase returns by engaging in stock picking, market timing or trying to find the next “hot” mutual fund manager.

The medical profession relies on sound research from peer-reviewed medical journals. At Open Window, we follow a similar course. We invest by rigorously adhering to research from leading business schools and Nobel Laureates in Economic Science.

Open Window is Fee-Transparent

We do not accept commissions, referral fees, kickbacks or third-party revenue sharing for our services.
Our costs are transparent, competitive, and set in advance.

We walk the walk

We eat our own cooking. We plan and invest for ourselves, our family and our loved ones the same way we advise you. 

Our financial planning and investment guidance are comprehensive and thoughtful. Our recommendations are personalized and based on prudent, time-tested, and peer-reviewed evidence. We are dedicated to your unique solution. We balance risk and return, cost and benefit in all we do.

Your side is our side

Our advice is objective.  We are only compensated by you.   We avoid conflicts of interest, disclose any we may have and resolve them in your favor.  We are totally committed to your best interest.

Taxes are a critical part of your finances.  We work to defer or minimize your lifetime tax burden whenever possible.  We structure your investments and withdrawals in a tax-efficient manner.  Our recommendations always consider tax implications.

Life is busy.  We understand.  We do everything we can to make working with us as easy as possible. We suggest that you delegate to us the heavy lifting, the problem solving, the stress – all of the items you don’t want to do or shouldn't do on your own.

Our window is open

We named our firm “Open Window” to convey making the most of the “windows of opportunity” in your life.  It also stands for transparency, honesty and the disinfecting component of sunlight in everything we do, including our advisory cost.